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Making Regulators Smile: Proving Efficacy and Being Proactive


1 CPE Credit In an age of increasing regulatory scrutiny, how do you ensure you and your people are prepared? How do you prove that you have taken the steps to put controls and knowledge in place to ensure your programs are working? It’s a data story. Join us to discuss how to prepare your people, manage risks effectively and prove efficacy to regulators as we discuss:
  • Systems vs. People: Your systems and controls are only as strong as the people implementing them. How are you measuring what decisions your people take and how they apply what they know?
  • Go Beyond Hindsight: Training completion and hotline data are important, but they are only a part of the data story you need to paint the full picture of effective compliance. Learn how behavior intelligence presents a comprehensive view of your people and performance.
  • Proving Efficacy: How to use data to prove your employees are learning? How much data should you show?
Neha Gupta, Chief Executive Officer, True Office Learning
Eric Morehead, Principal Consultant, Morehead Consulting

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This webcast was aired on March 15, 2017.
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  • You are interested in the topic and want to be better informed
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  • You are interested in earning CPE credit