Transitioning your business: Tips to make the process smoother

Tue, Nov. 7 | 4:00pm-5:00pm ET


Making a change in firm or channel can be a substantial challenge in an adviser’s career. Being prepared by having all the information needed to make informed choices and decisions is vital, and too often advisers don’t know about this process.

In this valuable webcast, representatives from Edward Jones, who have experienced this type of transition firsthand or have guided scores of advisers through transitions, will share insights and observations — many of which may be surprising — that can lead to more successful outcomes.
  • What are the most important factors to consider when moving a practice? 
  • Managing the move successfully within the standards set by compliance.
  • Encourage effective communication and find out why family support is important. 
  • How to anticipate and respond to client questions about a move to a new firm. 
  • Are there differences when moving a newer versus a more established practice? 

Accepted by IMCA for 1 CIMA/CIMC/CPWA CE credit. Accepted for 1 CFA Credit.

Panelists
 
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Matt Riggs
Financial Advisor
Edward Jones
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Michael Fessler
Financial Advisor
Edward Jones
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Robbie Moseley
Transition & Integration Manager
Edward Jones


Moderator
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Evan Cooper
Executive Editor, Content Strategy Studio
InvestmentNews
                                                                                                                

 
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