National Futures Association
How to File CPO and CTA Disclosure Documents Electronically with NFA
The CFTC recently proposed to amend
its rules to require CPOs and CTAs to file their disclosure
documents with NFA electronically. NFA expects that the rules will
become effective in early 2009.
CPOs and CTAs may now voluntarily file their disclosure documents using NFA’s new DDOC filing system. Use this progroma to help CPOs and CTAs understand how to file their disclosure documents using this system.
Moderator: Larry Dyekman, Director,
Communications and Education
Panelists: Susan Koprowski, Manager, Promotional Material/Disclosure Documents
Nancy Lukasik, Senior Analyst, Promotional Material/Disclosure Documents