National Futures Association Web Seminar:
The Do’s and Don’ts of Promotional Material

Thursday, July 26, 2007
2:00 p.m. EST

Promotional material is an essential component of an NFA Member’s business. This seminar will give you an overview of NFA Compliance Rule 2-29: “Communication with the Public and Promotional Material.” NFA specialists in promotional material review will walk you through the restrictions and responsibilities outlined in each section of the rule and discuss areas where they see the most deficiencies. They will also discuss your supervisory requirements, including supervision of electronic communications, and describe NFA’s pre-review program. The seminar will conclude with a question and answer session.

Moderator: Larry Dyekman, Director, Communications and Education
Panelists: Brian Dempsey, Senior Analyst, Promotional Material/Disclosure Documents
Jane Pfeiffer, Senior Analyst, Promotional Material/Disclosure Documents

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