Quarterly Reporting Requirements
for Commodity Trading Advisors

Date: October 3, 2013
Time: 10:00am CT / 11:00am ET
Duration: 1 hour

Effective September 30, NFA Compliance Rule 2-46 requires each CTA Member to file quarterly reports within 45 days of the calendar quarter end. The first quarterly PR form filing will be due November 14, 2013. Additionally, pursuant to CFTC Regulation 4.27, all CTAs (even those who are not Members of NFA) are required to file an annual CTA PR report within 45 days of the calendar year end. NFA Member CTAs can meet their CFTC filing requirements by filing the NFA CTA PR form for that quarter through NFA's EasyFile system.

This 60-minute webinar will provide an in-depth discussion and walkthrough of the filing process for CTAs.

Tracey Hunt
Associate Director, Compliance, NFA

Mary McHenry,
Associate Director, Compliance, NFA


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